Summary of “The Employer’s Legal Handbook” by Fred S. Steingold (2020)

Summary of

Business Law and EthicsEmployment Law

Title: The Employer’s Legal Handbook

Author: Fred S. Steingold

Publication Year: 2020

Category: Employment Law


Summary:

I. Introduction & Hiring Employees

Fred S. Steingold’s “The Employer’s Legal Handbook” serves as a comprehensive guide for employers to navigate the complex landscape of employment law effectively. The book is structured to help employers from the hiring process through to the potential termination of employees, ensuring legal compliance at every step.

A. Job Descriptions and Requirements

  • Major Point: A well-crafted job description is imperative for legal and practical purposes. It sets clear expectations and serves as a foundation for evaluating candidates.
  • Action Step: Draft detailed job descriptions specifying roles, responsibilities, necessary qualifications, and preferred skills. Ensure they are compliant with the Americans with Disabilities Act (ADA) by mentioning any physical requirements.

B. Hiring Process

  • Major Point: Conducting interviews and selecting candidates must be aligned with anti-discrimination laws to prevent any legal violations.
  • Action Step: Train hiring managers on appropriate questions to ask and avoid, particularly steering clear of topics related to race, religion, age, or marital status. Use structured interviews with predefined questions that are relevant to the job.

II. Employee Compensation and Benefits

A. Wage and Hour Laws

  • Major Point: Compliance with the Fair Labor Standards Act (FLSA) is crucial in determining minimum wage, overtime pay, and recordkeeping standards.
  • Action Step: Implement a time tracking system to log hours accurately. Regularly review pay practices to ensure non-exempt employees receive appropriate overtime pay.

B. Providing Benefits

  • Major Point: Employers often provide benefits such as health insurance, retirement plans, and paid time off, which must comply with federal laws like the Employee Retirement Income Security Act (ERISA).
  • Action Step: Establish clear documentation outlining the benefits offered and ensure compliance with ERISA for managing employee benefit plans. Consult with legal experts to review benefit plans annually.

III. Workplace Policies and Employee Handbooks

A. Crafting an Employee Handbook

  • Major Point: An employee handbook is critical for communicating workplace policies and expectations, thus reducing misunderstandings and potential legal disputes.
  • Action Step: Develop a comprehensive employee handbook that includes policies on attendance, dress code, internet use, harassment, and grievance procedures. Review and update it regularly and obtain an acknowledgment of receipt from each employee.

B. Anti-Harassment Policies

  • Major Point: Implementing strict anti-harassment policies serves to protect employees and the organization from unlawful behavior and potential lawsuits.
  • Action Step: Clearly define harassment and outline the procedure for reporting incidents. Ensure there are multiple reporting avenues and provide regular training sessions on sexual harassment prevention.

IV. Employee Privacy Rights

A. Monitoring Communications

  • Major Point: Employers have a right to monitor employee communications but must balance this with respecting employee privacy.
  • Action Step: Create a transparent policy that informs employees of the extent and manner of monitoring, ensuring it complies with federal and state laws. Use monitoring tools judiciously and avoid intrusive methods.

B. Employee Records

  • Major Point: Proper management of employee records is crucial for legal compliance and protecting sensitive information.
  • Action Step: Maintain secure and organized personnel files for each employee, including performance reviews, disciplinary actions, and personal information. Follow regulations like the Health Insurance Portability and Accountability Act (HIPAA) for handling medical records.

V. Health and Safety Requirements

A. Occupational Safety and Health Administration (OSHA)

  • Major Point: Compliance with OSHA requirements is non-negotiable for ensuring workplace safety and avoiding hefty fines.
  • Action Step: Conduct regular safety audits and provide ongoing training sessions addressing workplace safety standards. Implement posters and signage to reinforce safety protocols.

B. Workers’ Compensation

  • Major Point: Workers’ Compensation provides coverage for employees injured on the job and mandatory reporting of such incidents is required.
  • Action Step: Establish a clear procedure for reporting workplace injuries and facilitate access to Workers’ Compensation benefits. Partner with insurance providers to manage and track claims diligently.

VI. Handling Employee Performance and Discipline

A. Performance Reviews

  • Major Point: Regular and consistent performance reviews provide an objective basis for employee evaluation and are essential for promotions and terminations.
  • Action Step: Schedule bi-annual performance reviews, using standardized appraisal forms. Document all evaluations and discussions, setting achievable goals for employees.

B. Disciplinary Actions

  • Major Point: A structured disciplinary process is essential in addressing infractions while mitigating potential legal repercussions.
  • Action Step: Implement a progressive discipline policy that begins with verbal warnings and progresses to written warnings, suspension, and possible termination. Document every disciplinary action meticulously.

VII. Termination of Employment

A. At-Will Employment

  • Major Point: Most states adhere to at-will employment, allowing termination without cause. However, exceptions and legal constraints must be understood.
  • Action Step: Have all employees acknowledge their at-will status in writing. Consult with legal counsel before terminations to avoid wrongful discharge claims.

B. Reductions in Force (RIF)

  • Major Point: Conducting layoffs requires careful consideration of legal requirements, such as the WARN Act which mandates a 60-day notice for large layoffs.
  • Action Step: Develop a comprehensive plan and criteria for selecting employees for RIF. Provide adequate notice and severance packages in compliance with legal mandates.

C. Unemployment Insurance

  • Major Point: Employers must comply with state requirements for unemployment insurance, providing financial assistance to laid-off employees.
  • Action Step: Regularly review state unemployment insurance contributions and maintain accurate employment records to facilitate claims processing when necessary.

VIII. Preventing Legal Disputes

A. Mediation and Arbitration

  • Major Point: Alternative dispute resolution methods can be a less expensive and quicker way to resolve employment disputes compared to litigation.
  • Action Step: Include mediation and arbitration clauses in employment contracts. Encourage resolving conflicts internally through neutral parties before escalating to legal proceedings.

B. Compliance Programs

  • Major Point: Establishing internal compliance programs helps in adhering to employment laws and minimizing risks.
  • Action Step: Design a compliance program that includes regular training sessions on new laws and regulations, employee feedback mechanisms, and periodic audits to ensure adherence.

Conclusion

Fred S. Steingold’s “The Employer’s Legal Handbook” provides a meticulous roadmap for employers to navigate the multifaceted world of employment law. By implementing the detailed action steps and adhering to the legal standards outlined, employers can create a compliant, safe, and productive workplace, reducing the risk of legal disputes and fostering a positive organizational culture.

Business Law and EthicsEmployment Law